Morgan Capital Securities Limited
Chief Compliance Officer at Morgan Capital Securities Limited. Please ensure you read the job requirements before applying for this position.
Morgan Capital Securities Limited is a full fledge Investment Banking, Securities Trading and Principal Investments Firm, with licenses from the Nigerian Securities & Exchange Commission and the Nigerian Stock Exchange.
We are recruiting to fill the position below:
Job Title: Chief Compliance Officer
Location: Ikoyi, Lagos
Employment Type: Full-time
Job Summary
- Employee will ensure that operations and business transactions follow all relevant legal and internal rules.
- He must be familiar with risk management and our industry’s standards. If you also have a sharp business acumen, we would like to meet you.
Job Description
- Daily reconciliation of trades (Call Over).
- Reconciliation of clients account.
- Report of Daily, Weekly, Monthly, Quarterly and Annual returns to NSE/SEC.
- Report of Daily transactions of above threshold to NFIU, EFCC & SEC.
- Investigate, respond and resolving of client’s compliant.
- Approve and recommend for approval client’s payment request.
- Vet and approve client’s mandate Buy/Sales.
- Liaising with various registrars on behalf of the company.
- Supervising Customer’s Service Desk.
- Supervise and monitor the general operations of the company.
- Liaising with regulatory authority on behalf of the organization.
- Organize and train members of Staff on AML/CFT training.
- Advice and inform the management of the new rules formulated by NSE/SEC
- Authorize clients KYC and account opening.
- Authorize clients Inter Member Transfer In & Out.
Job Requirments
- Candidates should possess a Bachelor’s Degree qualification.
- 5 – 10 years work experience.
Salary
N150,000 – N200,000 monthly
Method of Application
Interested and qualified candidates should send their Curriculum Vitae (CV) to: [email protected] using the Job Title as the subject of the e-mail
Application Deadline
30th July, 2021.
